August 26, 2013

Hot Report: State Inspectors General

OLR Report 2013-R-0315 identifies states with inspectors general (IG) and describe the scope of their authority. It also gives examples of their accomplishments.

We identified 11 states that have an IG with statewide authority and 26 that have one or more agencies with an IG (five of the states have both types). Agency IGs are most common in health and human services agencies.

In general, IGs are responsible for preventing and detecting fraud, waste, and abuse in state agencies, either upon a filed complaint or their own initiative. IGs' investigatory powers typically include authority to, among other things, (1) issue subpoenas to compel the attendance of witnesses and the production of books, records, and papers; (2) administer oaths; and (3) enter state agency premises without advance notice. They also assist in the development of processes to reduce the risk of fraud, waste, and abuse.

IG accomplishments include (1) identifying opportunities for cost avoidances and recoveries of improper payments and (2) making recommendations for disciplinary actions against employees. They also frequently refer their recommendations to other entities (e.g., prosecutors, ethics commissions, and licensing boards) for further action.

For more information, read the full report.